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As a lawyer whose practice largely involves broker-dealer regulatory matters, I often require the services of skilled
industry consultants to conduct SRO-quality audits, prepare books and records, and work closely with clients during examinations
and investigations. Among my favorite consulting firms is CFR Associates, which is ably run by Frank Calimano. During the
past few years, Frank and I have worked closely on a number of complicated assignments. I often rely upon his veteran's perspective
to hone in on operational and supervisory problems --- and to quickly suggest reasonable solutions. Additionally, Frank always
garners high praise from my clients. They describe him as a patient and thoughtful consultant who not only understands their
business but provides constructive criticism and then stays on top of things to ensure they get done. For me, Frank's most
admirable quality is that he meets my deadlines, promptly returns my calls, and knows the industry inside-out.
Bill Singer, Attorney at Law
Bill Singer is a securities-industry attorney who advocates on behalf of broker-dealers, registered persons, whistleblowers,
and defrauded public investors.
Visit his online resume at http://rrbdlaw.com/bios_singer.html
Telephone: 917-520-2836 or 212-269-1400
Fax at 720-559-2800 E-mail at rrbdlawyer@aol.com.
Please visit the RRBDLAW. com website at http://rrbdlaw.com.
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CFR associates have provided guidance on a wide range of regulatory matters to our firm. They have done it quickly, and
candidly, with an eye toward broker-dealer compliance that is needed given todays strict interpretations of the securities
laws. Clearly experts in their craft, we wholeheartedly recommend their services to any small to medium sized broker dealer
trying to grow their business while navigating the regulatory landscape.
Sincerely,
William P. Hodge
CCO Casimir Capital L.P.
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Frank is a professional colleague of mine whom I have known for a number of years. We have recommended Frank to our clients
because of his extensive compliance experience in the securities industry. He has been well received by our clients and continues
to provide valuable assistance to them in a complex area. We will continue to recommend Frank to our clients and others because
of his ability to get the job done in an effective and efficient manner, and because the feedback from our clients about Frank
and his services has been excellent.
Bob Kaufmann, CPA
Partner
Kaufmann, Gallucci & Grumer LLP
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I find that with CFR I get quick direct no nonsense answers to our questions.
Ed McCabe
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I found CFR to be a valuable service for institutional edge, not only knowledgeable but easily accessible
Michael Klarin
Managing Director - Corporate Bonds
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